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financial investigator
Title posted on CareerBeacon - AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Quality Reviewer) ()
Posted on November 01, 2024 by Employer details TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:$76,800 - $115,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:The High Risk Customer Program consists of dedicated and specialized teams with AML subject matter experts with accountabilities to conduct the enhance due diligence of high risk customers. Within the High Risk Customer Program resides a team that focuses on conducting enhanced due diligence on high risk customers, and other specialized types of high risk customers.The AML Financial Crime Risk Senior Investigator (Enhanced Due Diligence, High Risk Customer Program) reports to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program).The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program) is responsible for:Conducting end to end EDD initial and periodic reviews/AML investigations specifically relating to high risk customers and other referrals. Includes authority in applying reasonable grounds to suspect money laundering, terrorist financing and other financial crimes.Provide support to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program) where needed.The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program) conducts end to end EDD reviews/AML Investigations on complex cases and projects, and assists with the oversight of the High Risk Customer Program in Canada while partnering with internal and external stakeholders including, vendor engagements, advisory teams, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. Job DescriptionCUSTOMERConduct complex enhanced due diligence initial and periodic reviews of high risk customers including the determination of unusual and/or suspicious activities for regulatory reporting, as well as risk mitigation such as demarketing of relationships and accounts.Conduct a variety of complex EDD reviews/investigations, including AML, Sanctions/ ABAC, and Financial CrimeEnsure regulatory reporting is conducted promptly and/or without delay while adhering to regulatory requirements and internal controls.Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.Work effectively with counterparts at other FI's, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposureConduct EDD reviews/investigations in a professional and timely manner.Identify and communicate procedural weaknesses to businesses.Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.Maintain and establish working relationships with internal and external partners (e.g., vendor engagements, advisory teams, working with other people managers and investigators, and etc.) for investigative purposes.Investigative analysis by collectin- LocationToronto, ON
- Workplace information On site
- SalaryNot available
- Terms of employment Permanent employmentFull time
- Starts as soon as possible
- vacancies 1 vacancy
- Source CareerBeacon #2120923
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